07/06/2013
Commerzbank AG 07.06.2013 17:23 Dissemination of a Voting Rights Announcement, transmitted by DGAP - a company of EquityStory AG. The issuer is solely responsible for the content of this announcement. --------------------------------------------------------------------------- 1. Pursuant to Article 25a (1) WpHG, HSBC Bank plc, London, United Kingdom, has notified to us the following: a) The percentage of Voting Rights of HSBC Bank plc, London, United Kingdom, in Commerzbank AG, Frankfurt am Main, Germany, ISIN: DE000CBK1001, WKN: CBK100 on the basis of holding financial instruments and other share based instruments pursuant to Article 25a WpHG exceeded the threshold of 5% on 28 May 2013 and amounted to 6.70% (76,249,866 Voting Rights) as per this date. The percentage of Voting Rights on the basis of (financial / other) instruments pursuant to Article 25a WpHG amounted to 0.60% (6,790,265 Voting Rights) as per this date. 0% (0 Voting Rights) of the aforementioned Voting Rights were held indirectly. The percentage of Voting Rights on the basis of (financial / other) instruments pursuant to Article 25 WpHG amounted to 0% (0 Voting Rights) as per this date. 0% (0 Voting Rights) of the aforementioned Voting Rights were held indirectly. The percentage of Voting Rights pursuant to Articles 21, 22 WpHG amounted to 6.10% (69,459,601 Voting Rights) as per this date. Detailed information on (financial / other) instruments pursuant to Article 25a WpHG:ISIN, Denotation Due Date Expiration Date OTC Short Put Option Basket (physical delivery) 12.06.2013 OTC Short Put Option Basket (physical delivery) 08.11.2013 OTC Short Put Option Basket (physical delivery) 06.12.2013 OTC Short Put Option Basket (physical delivery) 25.02.2014 OTC Short Put Option Basket (physical delivery) 01.09.2014 OTC Short Put Option Single Stock (physical 12.05.2014 delivery) Equity Swap 13.03.2014 Equity Swap 19.05.2014 Equity Swap 21.05.2014 Equity Swap 28.05.2014 Equity Swap 20.06.2014b) The percentage of Voting Rights of HSBC Bank plc, London, United Kingdom in Commerzbank AG, Frankfurt am Main, Germany, ISIN: DE000CBK1001, WKN: CBK100 fell below the threshold of 5% on 31 May 2013. The reportable amount of Voting Rights amounted to 0.54% (6,103,877 Voting Rights) as per this date. The percentage of Voting Rights on the basis of (financial / other) instruments pursuant to Article 25a WpHG amounted to 0.54% (6,103,877 Voting Rights) as per this date. 0% (0 Voting Rights) of the aforementioned Voting Rights were held indirectly. The percentage of Voting Rights on the basis of (financial / other) instruments pursuant to Article 25 WpHG amounted to 0% (0 Voting Rights) as per this date. 0% (0 Voting Rights) of the aforementioned Voting Rights were held indirectly. The percentage of Voting Rights pursuant to Articles 21, 22 WpHG amounted to 0% (0 Voting Rights) as per this date. Detailed information on (financial / other) instruments pursuant to Article 25a WpHG:ISIN, Denotation Due Date Expiration date OTC Short Put Option Basket (physical delivery) 12.06.2013 OTC Short Put Option Basket (physical delivery) 08.11.2013 OTC Short Put Option Basket (physical delivery) 06.12.2013 OTC Short Put Option Basket (physical delivery) 25.02.2014 OTC Short Put Option Basket (physical delivery) 01.09.2014 OTC Short Put Option Single Stock (physical 12.05.2014 delivery) Equity Swap 15.05.2014 Equity Swap 30.06.20142. Pursuant to Article 25a (1) WpHG, HSBC Holdings plc, London, United Kingdom, has notified to us the following: a) The percentage of Voting Rights of HSBC Holdings plc, London, United Kingdom, in Commerzbank AG, Frankfurt am Main, Germany, ISIN: DE000CBK1001, WKN: CBK100 on the basis of holding financial instruments and other share based instruments pursuant to Article 25a WpHG exceeded the threshold of 5% on 28 May 2013 and amounted to 6.72% (76,458,771 Voting Rights) as per this date. The percentage of Voting Rights on the basis of (financial / other) instruments pursuant to Article 25a WpHG amounted to 0.60% (6,790,265 Voting Rights) as per this date. 0.60% (6,790,265 Voting Rights) of the aforementioned Voting Rights were held indirectly. The percentage of Voting Rights on the basis of (financial / other) instruments pursuant to Article 25 WpHG amounted to 0% (0 Voting Rights) as per this date. 0% (0 Voting Rights) of the aforementioned Voting Rights were held indirectly. The percentage of Voting Rights pursuant to Articles 21, 22 WpHG amounted to 6.12% (69,668,506 Voting Rights) as per this date. Detailed information on (financial / other) instruments pursuant to Article 25a WpHG: The string of controlled companies is HSBC Bank plc, London, United KingdomISIN, Denotation Due Date Expiration Date OTC Short Put Option Basket (physical delivery) 12.06.2013 OTC Short Put Option Basket (physical delivery) 08.11.2013 OTC Short Put Option Basket (physical delivery) 06.12.2013 OTC Short Put Option Basket (physical delivery) 25.02.2014 OTC Short Put Option Basket (physical delivery) 01.09.2014 OTC Short Put Option Single Stock (physical 12.05.2014 delivery) Equity Swap 13.03.2014 Equity Swap 19.05.2014 Equity Swap 21.05.2014 Equity Swap 28.05.2014 Equity Swap 20.06.2014b) The percentage of Voting Rights of HSBC Holdings plc, London, United Kingdom, in Commerzbank AG, Frankfurt am Main, Germany, ISIN: DE000CBK1001, WKN: CBK100 fell below the threshold of 5% on 31 May 2013. The reportable amount of Voting Rights amounted to 0.56% (6,328,441 Voting Rights) as per this date. The percentage of Voting Rights on the basis of (financial / other) instruments pursuant to Article 25a WpHG amounted to 0.54% (6,103,877 Voting Rights) as per this date. 0.54% (6,103,877 Voting Rights) of the aforementioned Voting Rights were held indirectly. The percentage of Voting Rights on the basis of (financial / other) instruments pursuant to Article 25 WpHG amounted to 0% (0 Voting Rights) as per this date. 0% (0 Voting Rights) of the aforementioned Voting Rights were held indirectly. The percentage of Voting Rights pursuant to Articles 21, 22 WpHG amounted to 0.02% (224,564 Voting Rights) as per this date. Detailed information on (financial / other) instruments pursuant to Article 25a WpHG: The string of controlled companies is HSBC Bank plc, London, United KingdomISIN, Denotation Due Date Expiration Date OTC Short Put Option Basket (physical delivery) 12.06.2013 OTC Short Put Option Basket (physical delivery) 08.11.2013 OTC Short Put Option Basket (physical delivery) 06.12.2013 OTC Short Put Option Basket (physical delivery) 25.02.2014 OTC Short Put Option Basket (physical delivery) 01.09.2014 OTC Short Put Option Single Stock (physical 12.05.2014 delivery) Equity Swap 15.05.2014 Equity Swap 30.06.201407.06.2013 DGAP's Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Media archive at www.dgap-medientreff.de and www.dgap.de --------------------------------------------------------------------------- Language: English Company: Commerzbank AG Kaiserplatz 60311 Frankfurt am Main Germany Internet: www.commerzbank.de End of Announcement DGAP News-Service ---------------------------------------------------------------------------
